Home
About
Client Center
Contact

Account Access

AIG SunAmerica (Royal Alliance)
Asset Mark
Rochdale

Contact

Carroll, Frank & Plotkin, LLC

Office: 410-323-3600

Fax: 410-323-7526

1829 Reistertown Road

Suite 365

Pikesville, MD 21208

Send an Email

Osaic Form CRS

Check the background of your financial professional on FINRA's BrokerCheck.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Thom F. Carroll and Frederick L. Frank offer securities and advisory services through Osaic Wealth, Inc., member FINRA/SIPC. Thom F. Carroll and Frederick L. Frank are also separately registered as investment advisor representatives under Carroll, Frank and Plotkin, LLC., a registered investment adviser offering advisory services in the state of MD, not affiliated with Osaic Wealth. As such these services are strictly intended for individuals residing in MD. In this regard, this communication is strictly intended for individuals residing in the states of CA, FL,GA, MD, NH, NJ, NY. No offers may be made or accepted from any resident outside the specific states referenced. Listed entities do not provide tax or accounting services.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

Carroll, Frank and Plotkin, LLC is not affiliated with or endorsed by Certified Financial Planner Board of Standards, Inc.