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AIG SunAmerica (Royal Alliance)
Asset Mark
Rochdale

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Carroll, Frank & Plotkin, LLC

Office: 410-323-3600

Fax: 410-323-7526

1829 Reistertown Road

Suite 365

Pikesville, MD 21208

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Thom F. Carroll and Kate Strom offer securities and advisory services through Osaic Wealth, Inc., member FINRA/SIPC. Thom F. Carroll and Frederick L. Frank are also separately registered as investment advisor representatives under Carroll, Frank and Plotkin, LLC., a registered investment adviser offering advisory services in the state of MD, not affiliated with Osaic Wealth. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.

For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

Carroll, Frank and Plotkin, LLC is not affiliated with or endorsed by Certified Financial Planner Board of Standards, Inc.